Rosewill Consulting Limited is a young company built on a wealth of knowledge and practical skills sourced through a wide range of consultants. Where we do not have the specific expertise you require, we will refer you to a specialist for that area.
Our goal is to integrate regulatory requirements with sensible business practice to make your business more efficient while meeting its compliance obligations.
We bring together like-minded consultants who share values of integrity, trust and respect. Our approach is to understand your business needs first, consider options and help you implement solutions that will enable your business to grow and not be constrained by the impact of regulatory change.
Rosewill Consulting Limited is a young company built on a wealth of knowledge and practical skills sourced through a wide range of consultants. Where we do not have the specific expertise you require, we will refer you to a specialist for that area.
Our goal is to integrate regulatory requirements with sensible business practice to make your business more efficient while meeting its compliance obligations.
We bring together like-minded consultants who share values of integrity, trust and respect. Our approach is to understand your business needs first, consider options and help you implement solutions that will enable your business to grow and not be constrained by the impact of regulatory change.
Rosewill Consulting Limited is a young company built on a wealth of knowledge and practical skills sourced through a wide range of consultants. Where we do not have the specific expertise you require, we will refer you to a specialist for that area.
Our goal is to integrate regulatory requirements with sensible business practice to make your business more efficient while meeting its compliance obligations.
We bring together like-minded consultants who share values of integrity, trust and respect. Our approach is to understand your business needs first, consider options and help you implement solutions that will enable your business to grow and not be constrained by the impact of regulatory change.
Rosewill Consulting Limited is a young company built on a wealth of knowledge and practical skills sourced through a wide range of consultants. Where we do not have the specific expertise you require, we will refer you to a specialist for that area.
Our goal is to integrate regulatory requirements with sensible business practice to make your business more efficient while meeting its compliance obligations.
We bring together like-minded consultants who share values of integrity, trust and respect. Our approach is to understand your business needs first, consider options and help you implement solutions that will enable your business to grow and not be constrained by the impact of regulatory change.
Rosewill Consulting Limited is a young company built on a wealth of knowledge and practical skills sourced through a wide range of consultants. Where we do not have the specific expertise you require, we will refer you to a specialist for that area.
Our goal is to integrate regulatory requirements with sensible business practice to make your business more efficient while meeting its compliance obligations.
We bring together like-minded consultants who share values of integrity, trust and respect. Our approach is to understand your business needs first, consider options and help you implement solutions that will enable your business to grow and not be constrained by the impact of regulatory change.
Case Studies
Objective
Strengthen the compliance assurance programme
Our client had applied to vary their licence. During the assessment the regulator gave feedback that the entity needed to strengthen its compliance framework and programme.
Our work with the business resulted in a full review of key policies, frameworks and we provided training on the regulatory obligations required by the type of licence.
Client Feedback
Karty, the enormous work you have completed in overhauling our compliance environment and providing professional development for our directors will have a lasting effect on our business. It has been a big period of change for us but one that has lifted the sophistication of the business. Your on-going CAP testing will continue to refine our processes and give the directors confidence that we are managing identified risks to the business well.
Objective
Reduce the compliance burden
Our client had implemented a very prescriptive approach to its AML/CFT Act obligations.
Rosewill Consulting was engaged to conduct an independent audit and through the audit provided a series of recommendations to streamline the approach and reduce the regulatory burden while still meeting the obligations.
Client Feedback
We now have a more a practical application of the programme with clarity on the compliance team’s key responsibilities. As a result of the feedback our compliance team are now more confident in providing guidance to the business and where we should refer key decisions to the Board. We have matured our approach by simplifying our documents which has made a huge difference.
Objective
Establish a Board
Our client was a family owned business which now needed the oversight function provided by a Board to meet its licence requirements.
Rosewill Consulting arranged for an independent director and assisted the entity to operationalise its new governance framework.
Client Feedback
Looking back we didn’t realise how much was required of a licensed entity. Our Board meetings are now well structured, efficient and appropriate for our business. Directors are clear on their roles and responsibilities. Information is easily available for review by regulators or auditors and evidence our oversight of conduct, risk and compliance.
Objective
Implement fit for purpose processes for a small business
Our client was a sole financial adviser business. The financial adviser was struggling with the burden of being the shareholder, director, finance manager and compliance manager all in one!
Rosewill Consulting worked with the adviser to create and implement policies, procedures and controls that were sustainable and effective for the business.
Client Feedback
My challenge was making sense of the licensing requirements and have the time to implement them all! Rosewill talked me through ways of how to integrate compliance into my business practices so that I could manage my time and know that I was still meeting the needs of my clients.
